Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur? Claim Your ProfileArthur John Pedgrift is a financial advisor with over 29 years of experience in the industry. Arthur is currently registered with Ausdal Financial Partners, Inc. and has been with the firm since September 2009. Arthur also has previous experience with LPL Financial Corporation, Waterstone Financial Group, Inc., Lifemark Securities Corp., First of America Brokerage Service, Inc., Equico Securities, Inc. and The Equitable Life Assurance Society of the United States. Arthur is a licensed insurance agent and has also worked as a sales representative for Choices Financial Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advice on uma platforms
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Revenue sharing
1
2
IL
09/28/2009 - Present
Ausdal Financial Partners, Inc. (ARLINGTON HEIGHTS IL)
IL
09/08/2009 - 09/24/2009
LPL FINANCIAL CORPORATION (HOMEWOOD IL)
IL
12/02/2003 - 09/08/2009
WATERSTONE FINANCIAL GROUP, INC. (HOMEWOOD IL)
NY
03/05/1997 - 12/02/2003
LIFEMARK SECURITIES CORP. (ROCHESTER NY)
OH
03/16/1994 - 01/20/1997
FIRST OF AMERICA BROKERAGE SERVICE, INC. (CLEVELAND OH)
NY
03/02/1992 - 03/23/1993
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
03/02/1992 - 03/23/1993
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 03/12/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/28/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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