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Arthur John Mees

Northwestern Mutual Investment Services, LLC

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About Arthur John Mees

Arthur Mees is a financial advisor associated with Northwestern Mutual Investment Services, LLC. Arthur has over 20 years of experience in the financial services industry. Arthur holds the Series 6, 7, 9, 10, 24 and 66 securities licenses. Arthur also is registered as an investment advisor representative in Wisconsin and New Mexico. Arthur currently works out of the Milwaukee branch of the firm. Arthur is a licensed life and health insurance agent, and has been an active member of the Northwestern Mutual Life Insurance Company since 2014.

Firm Information

Arthur Mees is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Arthur Mees’s Registration & Firm History

WI

01/06/2024 - Present

Northwestern Mutual Investment Services, LLC (Milwaukee WI)

WI

12/13/1999 - 03/31/2007

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

WI

12/17/1998 - 11/08/1999

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

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Licenses & Designations

BOTH

Issued 10/02/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/05/2014

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 08/18/2014

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 12/16/2003

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/13/2014

Series 7 - General Securities Representative Examination

BC

Issued 12/16/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Arthur John Mees.
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