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Arthur John Cunicella

Great Point Capital LLC

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About Arthur John Cunicella

Arthur Cunicella is a financial advisor with over 30 years of experience in the financial services industry. Arthur is currently registered with Great Point Capital LLC and has previously worked at Madison Avenue Securities, LLC, ProEquities, Inc., OneAmerica Securities, Inc., Ameritas Investment Corp., Carillon Investments, Inc., Park Avenue Securities LLC, MONY Securities Corporation, Cadaret, Grant & Co., Inc., AIG Equity Sales Corp., W.S. Griffith & Co., Inc., 1717 Capital Management Company, Marketing One Securities, Inc., Pruco Securities Corporation, Equico Securities, Inc., The Equitable Life Assurance Society of the United States, Integrated Resources Equity Corporation and First Interregional Equity Corp. Arthur holds Series 6, 7 and 63 licenses and the SIE designation.

Firm Information

Arthur Cunicella is currently registered with Great Point Capital LLC. Great Point Capital LLC is a Limited Liability Company that was formed on August 17, 2000. The firm is registered to do business in all 50 states, as well as the District of Columbia. They have one SEC registration and have been the subject of 11 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Arthur Cunicella’s Registration & Firm History

IL

04/17/2017 - Present

Great Point Capital LLC (CHICAGO IL)

NJ

11/03/2015 - 12/31/2016

MADISON AVENUE SECURITIES, LLC (Scotch Plains NJ)

NJ

01/17/2014 - 12/31/2014

PROEQUITIES, INC. (SCOTCH PLAINS NJ)

IN

12/14/2012 - 09/09/2013

ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)

NJ

06/30/2006 - 12/20/2012

AMERITAS INVESTMENT CORP. (SCOTCH PLAINS NJ)

NJ

06/01/2006 - 06/30/2006

CARILLON INVESTMENTS, INC. (WOODBRIDGE NJ)

NJ

11/11/2004 - 06/09/2006

PARK AVENUE SECURITIES LLC (WOODBRIDGE NJ)

NY

07/26/2001 - 10/14/2004

MONY SECURITIES CORPORATION (NEW YORK NY)

NY

01/02/1998 - 08/02/2001

CADARET, GRANT & CO., INC. (SYRACUSE NY)

NY

04/02/1997 - 01/02/1998

AIG EQUITY SALES CORP. (NEW YORK NY)

CT

10/23/1996 - 03/06/1997

W. S. GRIFFITH & CO., INC. (HARTFORD CT)

DE

01/01/1996 - 07/16/1996

1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)

OR

03/10/1995 - 08/11/1995

MARKETING ONE SECURITIES, INC. (PORTLAND OR)

NJ

06/24/1993 - 03/28/1995

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NY

09/27/1988 - 06/15/1993

EQUICO SECURITIES, INC. (NEW YORK NY)

NY

09/27/1988 - 06/15/1993

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

NA

01/12/1988 - 10/01/1988

INTEGRATED RESOURCES EQUITY CORPORATION

NJ

12/22/1986 - 01/20/1988

FIRST INTERREGIONAL EQUITY CORP. (MILBURN NJ)

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Licenses & Designations

BC

Issued 03/02/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/11/2006

Series 7 - General Securities Representative Examination

BC

Issued 12/18/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Arthur John Cunicella.
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