Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur? Claim Your ProfileArthur Brachowski is a financial advisor with over 18 years of experience in the industry. Arthur currently works at Captrust, a firm with a long history of serving individuals and businesses. Previously, Arthur has worked at a number of financial institutions, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Heartland Securities Corp., and Northern Lights Distributors, LLC. Arthur holds a number of professional licenses and designations including the Series 7, 63, 65, and 66 exams, as well as the Chartered Financial Analyst designation. Arthur specializes in financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NJ
01/07/2025 - Present
Captrust (Warren NJ)
NE
11/13/2014 - 04/02/2015
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
PA
06/30/2014 - 10/15/2014
RESOURCE SECURITIES, INC. (PHILADELPHIA PA)
NY
04/04/2012 - 06/18/2014
RAFFERTY CAPITAL MARKETS, LLC (GARDEN CITY NY)
NY
12/06/2004 - 03/26/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/02/2003 - 04/01/2004
TRILLIUM TRADING LLC (NEW YORK NY)
IL
07/21/2003 - 08/01/2003
ASSENT LLC (BOLINGBROOK IL)
NJ
01/01/1999 - 06/04/2003
HEARTLAND SECURITIES CORP. (EDISON NJ)
BOTH
Issued 01/17/2023
Series 66 - Uniform Combined State Law Examination
IA
Issued 01/28/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/21/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/28/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/24/2022
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/28/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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