Unclaimed
Arthur Buys is a financial advisor with over 35 years of experience in the financial services industry. Arthur is registered with Wells Fargo Clearing Services, LLC and has offices in Holland, MI and Tucson, AZ. Arthur is also registered with the state of Michigan as an investment advisor. Arthur has previously been employed by Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Robert W. Baird & Co. Incorporated, and Buys-MacGregor, MacNaughton-Greenawalt & Co. Arthur holds Series 7, 31, 63, and 65 securities licenses. Arthur is a Registered Representative with FINRA and a Registered Investment Advisor with the SEC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
11/16/2023 - Present
Wells Fargo Clearing Services, LLC (HOLLAND MI)
MI
06/01/2009 - 07/28/2010
MORGAN STANLEY SMITH BARNEY (MUSKEGON MI)
MI
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (HOLLAND MI)
MI
07/05/2002 - 04/02/2007
MORGAN STANLEY DW INC. (HOLLAND MI)
WI
07/01/1988 - 07/16/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
NA
09/24/1985 - 07/01/1988
BUYS-MACGREGOR, MACNAUGHTON- GREENAWALT & CO.
IA
Issued 03/11/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 09/21/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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