Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur? Claim Your ProfileArthur J. Williams is a financial professional with over five years of experience in the industry. He is currently registered with Tradeweb Direct LLC, and previously worked with Insperex LLC. Arthur has a strong understanding of the financial markets, having passed the Series 7, Series 63, Series 99, and SIE exams. His expertise in the industry is demonstrated through his current registration with FINRA and his active registration with the state of Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/16/2021 - Present
Tradeweb Direct LLC (NEW YORK NY)
FL
11/30/2016 - 08/18/2021
INSPEREX LLC (Delray Beach FL)
BC
Issued 06/28/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2017
Series 7 - General Securities Representative Examination
BC
Issued 11/30/2016
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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