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Arthur J Grymes

TP Icap Global Markets Americas LLC

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About Arthur J Grymes

Arthur Grymes is a financial professional registered with FINRA and the state of New York. Arthur is currently employed by TP Icap Global Markets Americas LLC. Previously Arthur was employed by ICAP Securities USA LLC and UBS Financial Services Inc. Arthur has been in the financial industry for over 8 years and holds a Series 66, Series 7 and SIE licenses.

Firm Information

Arthur Grymes is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Arthur Grymes’s Registration & Firm History

NY

11/13/2018 - Present

TP Icap Global Markets Americas LLC (New York NY)

NY

01/17/2019 - 06/30/2023

ICAP SECURITIES USA LLC (NEW YORK NY)

NY

06/17/2015 - 11/12/2018

UBS FINANCIAL SERVICES INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 07/09/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/17/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Arthur J Grymes.
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