Unclaimed
Arthur Grymes is a financial professional registered with FINRA and the state of New York. Arthur is currently employed by TP Icap Global Markets Americas LLC. Previously Arthur was employed by ICAP Securities USA LLC and UBS Financial Services Inc. Arthur has been in the financial industry for over 8 years and holds a Series 66, Series 7 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/13/2018 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
01/17/2019 - 06/30/2023
ICAP SECURITIES USA LLC (NEW YORK NY)
NY
06/17/2015 - 11/12/2018
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
BOTH
Issued 07/09/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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