Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur? Claim Your ProfileArthur Hobart Ungurait is a financial advisor with over 30 years of experience in the industry. Arthur is currently registered with LPL Financial LLC and has a Series 6, 7, 24, and 63 licenses. Prior to LPL Financial LLC, Arthur worked at UVEST FINANCIAL SERVICES GROUP, INC., CCO INVESTMENT SERVICES CORP., CHARTER ONE SECURITIES, INC., BANC ONE SECURITIES CORPORATION and THE PRUDENTIAL INSURANCE COMPANY OF AMERICA. Arthur offers a wide range of financial services including financial planning, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
10/11/2011 - Present
LPL Financial LLC (BRIDGEVIEW IL)
IL
02/26/2007 - 10/11/2011
UVEST FINANCIAL SERVICES GROUP, INC. (BRIDGEVIEW IL)
IL
12/01/2005 - 03/06/2006
CCO INVESTMENT SERVICES CORP. (MATTESON IL)
OH
08/11/2003 - 12/01/2005
CHARTER ONE SECURITIES, INC. (CLEVELAND OH)
IL
02/19/2002 - 07/31/2003
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NJ
05/22/1991 - 02/25/2002
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
05/22/1991 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BC
Issued 06/12/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/03/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2003
Series 7 - General Securities Representative Examination
BC
Issued 05/21/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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