Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur? Claim Your ProfileArthur Sauerhaft is a financial professional with over 30 years of experience in the financial services industry. Arthur currently works with Ameriprise Financial Services, LLC. Prior to this, Arthur has worked with several other financial firms, including Lincoln Investment and Ameriprise Financial Services, Inc.. Arthur holds several licenses and certifications, including Series 7, 9, 10, 24, 27, 63, 66, and SIE. Arthur specializes in providing financial planning, investment management, and other financial services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
09/05/2014 - Present
Ameriprise Financial Services, LLC (Minneapolis MN)
PA
10/06/2010 - 08/18/2014
LINCOLN INVESTMENT (WYNCOTE PA)
PA
09/08/1998 - 09/28/2010
AMERIPRISE FINANCIAL SERVICES, INC. (CHESTER PA)
MN
09/08/1998 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
11/22/1994 - 08/07/1998
IAR SECURITIES CORP. (NEW YORK NY)
NY
08/19/1993 - 11/18/1994
BERKELEY SECURITIES CORPORATION (NEW YORK NY)
NA
12/23/1991 - 08/23/1993
J. GREGORY & COMPANY, INC.
NA
02/02/1990 - 04/30/1990
THE STUART-JAMES COMPANY, INCORPORATED
CO
11/06/1986 - 04/30/1990
THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)
BOTH
Issued 09/23/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/28/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/10/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/10/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/15/1998
Series 4 - Registered Options Principal Examination
BC
Issued 04/04/1994
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/25/1993
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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