Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur? Claim Your ProfileArthur Charles Gonsalves is a registered representative with Raymond James Financial Services Advisors, Inc.. Arthur has been in the securities industry since December 28, 1994. Arthur holds licenses in New York and Texas. Arthur has previously worked for Ameriprise Financial Services, Inc., Prudential Annuities Distributors, Inc, Cabot Lodge Securities LLC, Touchstone Securities, Inc., HSBC Securities (USA) Inc., Capital Brokerage Corporation, Bisys Fund Services Limited Partnership, Bear, Stearns & Co. Inc., Societe Generale Securities Corporation and Alliance Fund Distributors, Inc.. Arthur specializes in providing financial planning, portfolio management for individuals and businesses, and pension consulting services. Arthur is also able to provide educational seminars and select other advisers. Arthur is licensed in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NY
05/30/2019 - Present
Raymond James Financial Services Advisors, Inc. (East Setauket NY)
NY
10/13/2016 - 05/31/2019
AMERIPRISE FINANCIAL SERVICES, INC. (BOHEMIA NY)
CT
12/02/2014 - 01/29/2016
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
NY
06/18/2014 - 12/01/2014
CABOT LODGE SECURITIES LLC (NEW YORK NY)
OH
10/12/2010 - 10/31/2013
TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)
NY
07/08/2010 - 09/29/2010
HSBC SECURITIES (USA) INC. (COMMACK NY)
VA
04/25/2007 - 06/30/2010
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
ME
09/10/1998 - 12/18/2006
BISYS FUND SERVICES LIMITED PARTNERSHIP (PORTLAND ME)
NY
04/09/1997 - 08/28/1998
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
11/29/1996 - 03/31/1997
SOCIETE GENERALE SECURITIES CORPORATION (NEW YORK NY)
TN
02/18/1992 - 07/11/1995
ALLIANCE FUND DISTRIBUTORS, INC. (NASHVILLE TN)
TN
02/25/1991 - 06/17/1991
ALLIANCE FUND DISTRIBUTORS, INC. (NASHVILLE TN)
BC
Issued 1/20/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/30/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 9/12/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/11/2001
Series 7 - General Securities Representative Examination
BC
Issued 2/22/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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