Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur? Claim Your ProfileArthur Graig Gallo is a financial professional with experience in the securities industry. Arthur is currently registered with Lombard Advisers Inc. and has been with the firm since March 2019. Prior to that, Arthur was employed by NYLIFE Securities LLC. Arthur is also a registered Investment Adviser Representative in Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MD
06/11/2019 - Present
Lombard Advisers Inc. (BALTIMORE MD)
PA
03/11/2019 - 03/27/2019
NYLIFE SECURITIES LLC (HARRISBURG PA)
IA
Issued 06/11/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/25/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/11/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/08/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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