Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur? Claim Your ProfileArthur Gordon Chase is an investment advisor representative with UBS Financial Services Inc., with a career in the financial services industry spanning over 40 years. Arthur has been registered with the Securities and Exchange Commission since 1987, and has held previous positions at Kidder, Peabody & Co. Incorporated and E.F. Hutton & Company Inc. Arthur has obtained several licenses, including the Series 63, 65, 7 and SIE exams. Arthur is registered with the state of Virginia and other jurisdictions. In addition to being an investment advisor representative, Arthur is a member of the Marian Woods Home Owners Association Board of Directors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
VA
05/10/1995 - Present
UBS Financial Services Inc. (McLean VA)
NY
12/23/1987 - 06/03/1994
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
07/05/1984 - 01/30/1988
E. F. HUTTON & COMPANY INC
NA
10/15/1982 - 06/11/1984
RIVIERE SECURITIES CORPORATION
IA
Issued 02/03/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/04/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/1982
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Arthur Chase is the right advisor for you? Invested Better is here to help.
