Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur? Claim Your ProfileArthur Gaudreau Horner is a financial advisor with Wells Fargo Clearing Services, LLC. Arthur has been working in the financial industry since 1985 and has a wide range of experience. Arthur is registered to provide investment advice and securities brokerage services in many states, including California and Texas. Arthur is a highly qualified financial advisor with a proven track record of success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
02/06/2015 - Present
Wells Fargo Clearing Services, LLC (LOS ANGELES CA)
CA
03/11/1991 - 04/01/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SANTA MONICA CA)
NY
04/02/1990 - 03/15/1991
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
07/25/1987 - 03/05/1990
DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC.
NA
11/19/1985 - 03/05/1990
DREXEL BURNHAM LAMBERT INCORPORATED
IA
Issued 09/15/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/02/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Arthur Horner is the right advisor for you? Invested Better is here to help.
