Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur? Claim Your ProfileArthur Gallant is a financial professional with over 16 years of experience in the financial services industry. Arthur is currently registered with MML Investors Services, LLC and has been with them since March 2017. Prior to that, Arthur was with MSI Financial Services, Inc. and Metropolitan Life Insurance Company. Arthur holds Series 6, 7, 63 and 65 licenses and is a Chartered Financial Consultant. Arthur's areas of expertise include financial planning, portfolio management, pension consulting and educational seminars. Arthur is also a registered Investment Advisor in Connecticut and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
CT
10/04/2018 - Present
MML Investors Services, LLC (SHELTON CT)
CT
02/15/2007 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (GLASTONBURY CT)
CT
02/15/2007 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (WETHERSFIELD CT)
IA
Issued 12/04/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/02/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/2012
Series 7 - General Securities Representative Examination
BC
Issued 02/14/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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