Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur? Claim Your ProfileArthur Lopez is a financial advisor registered with Cuso Financial Services, LP. Arthur has been in the financial services industry since 2009 and has a wide range of experience in the industry. Arthur has passed the Series 6, 7, and 66 exams, and has been a registered representative with several firms. Arthur holds licenses in 21 states and the District of Columbia, and specializes in working with individuals, high-net-worth individuals, corporations and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
08/24/2023 - Present
Cuso Financial Services, LP (AUSTIN TX)
TX
10/21/2022 - 08/17/2023
J.P. MORGAN SECURITIES LLC (AUSTIN TX)
TX
11/06/2019 - 10/12/2022
WELLS FARGO CLEARING SERVICES, LLC (AUSTIN TX)
TX
04/01/2016 - 10/28/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (AUSTIN TX)
TX
06/11/2014 - 03/28/2016
MORGAN STANLEY (AUSTIN TX)
TX
10/01/2012 - 05/09/2014
J.P. MORGAN SECURITIES LLC (AUSTIN TX)
TX
04/27/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (AUSTIN TX)
BOTH
Issued 07/03/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/29/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2014
Series 7 - General Securities Representative Examination
BC
Issued 04/14/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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