Unclaimed
Arthur Francis Grant is a financial advisor with over 50 years of experience in the industry. Arthur is currently registered with Cadaret, Grant & CO., Inc. in New York and has been with the firm since 2018. Previously, Arthur was registered with the firm from 1988 to 2018. Arthur has held positions at other firms including Nathan, Lewis & Grant, Inc., Sanford C. Bernstein & Co., Inc., and Halle & Stieglitz Inc.. Arthur is also a registered investment advisor in New York. Arthur has a broad range of experience and is able to provide financial planning and investment advice to individuals and businesses. Arthur is committed to providing clients with personalized service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
09/20/2021 - Present
Cadaret, Grant & CO., Inc. (Syracuse NY)
NA
05/24/1985 - 10/02/1989
CADARET, GRANT & CO., INC.
NA
02/02/1981 - 07/25/1985
NATHAN, LEWIS & GRANT, INC.
NA
07/12/1971 - 02/09/1981
SANFORD C. BERNSTEIN & CO., INC.
NA
06/28/1969 - 01/01/1971
HALLE & STIEGLITZ INC
IA
Issued 09/17/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/09/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/21/1984
Series 27 - Financial and Operations Principal Examination
BC
Issued 09/13/1977
Series 4 - Registered Options Principal Examination
BC
Issued 06/17/1969
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/1968
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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