Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur? Claim Your ProfileArthur Floyd Hazen is a financial advisor with over 20 years of experience in the industry. Arthur is currently registered with Cambridge Investment Research Advisors, Inc. and has been with the firm since 2013. Prior to that, Arthur worked for several other firms, including BPU Investment Management Inc., Invest Financial Corporation, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Arthur is a Series 66, Series 7, and Series 24 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
PA
01/03/2014 - Present
Cambridge Investment Research Advisors, Inc. (Sewickley PA)
PA
06/16/2008 - 04/12/2013
BPU INVESTMENT MANAGEMENT INC. (PITTSBURGH PA)
PA
03/09/2006 - 06/17/2008
INVEST FINANCIAL CORPORATION (GREENSBURG PA)
PA
08/04/2005 - 03/02/2006
CANTELLA & CO., INC. (WEXFORD PA)
NY
01/14/2005 - 08/05/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MA
07/23/2002 - 01/04/2005
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
07/23/2002 - 01/04/2005
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
MN
03/13/2002 - 07/09/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
03/13/2002 - 07/09/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 03/23/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/07/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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