Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur? Claim Your ProfileArthur Finkelberg is a financial advisor with over 40 years of experience in the industry. Arthur is registered with Raymond James & Associates, Inc. and has been with the firm since December 2011. Previously, Arthur was registered with WELLS FARGO ADVISORS, LLC, A. G. EDWARDS & SONS, INC., and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Arthur holds the Series 7, 5, 63, and 65 licenses and is a Certified Financial Planner™ and Chartered Financial Analyst®. Arthur specializes in providing financial advice to high-net-worth individuals, corporations, and other businesses, as well as insurance companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MS
01/03/2012 - Present
Raymond James & Associates, Inc. (RIDGELAND MS)
MS
01/01/2008 - 12/07/2011
WELLS FARGO ADVISORS, LLC (RIDGELAND MS)
MS
03/29/1988 - 01/03/2008
A. G. EDWARDS & SONS, INC. (RIDGELAND MS)
NA
10/20/1982 - 04/12/1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 09/17/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/23/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/1982
Series 5 - Interest Rate Options Examination
BC
Issued 10/16/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Arthur Finkelberg is the right advisor for you? Invested Better is here to help.
