Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur? Claim Your ProfileArthur Felix is a financial advisor with over 40 years of experience in the financial services industry. Arthur currently works for Wells Fargo Clearing Services, LLC where Arthur is a Registered Representative and has been registered with FINRA since 2003. Previously, Arthur was a Registered Representative at Morgan Stanley DW Inc. and Dean Witter & Co. Incorporated. Arthur holds licenses for Series 5, 63, and 7 and is licensed in multiple states, including California, Texas, Arizona, Arkansas, Colorado, Florida, Oregon, Tennessee, Utah, Washington, and New Jersey. Arthur is a specialist in providing investment consulting services to institutional clients, financial planning, pension consulting, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/07/2011 - Present
Wells Fargo Clearing Services, LLC (ANAHEIM CA)
NY
02/24/1978 - 11/08/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
NA
04/01/1976 - 02/24/1978
DEAN WITTER & CO. INCORPORATED
BC
Issued 06/28/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/1982
Series 5 - Interest Rate Options Examination
BC
Issued 02/06/1979
PC - AMEX Put and Call Exam
BC
Issued 03/20/1976
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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