Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur? Claim Your ProfileArthur Fein is a financial advisor with over 20 years of experience in the industry. Arthur is registered with MML Investors Services, LLC. Arthur is licensed to sell securities in Florida and New York. Arthur holds a Series 7 and Series 63 license, as well as the SIE exam. Prior to joining MML Investors Services, LLC, Arthur was employed by Northeast Securities, Inc., Trident Partners Ltd., Glenn Michael Financial, Inc., and Investors Associates, Inc. Arthur specializes in portfolio management for individuals and businesses, asset allocation programs, financial planning and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
FL
04/12/2017 - Present
MML Investors Services, LLC (FT LAUDERDALE FL)
NY
02/10/2016 - 03/20/2017
NORTHEAST SECURITIES, INC. (MITCHELFIELD NY)
NY
12/11/2008 - 10/19/2015
TRIDENT PARTNERS LTD. (WOODBURY NY)
NY
02/12/2003 - 11/02/2007
TRIDENT PARTNERS LTD. (HAPPAUGE NY)
NY
06/25/1996 - 02/07/2003
GLENN MICHAEL FINANCIAL, INC. (MELVILLE NY)
NJ
04/06/1993 - 06/13/1996
INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)
BC
Issued 03/19/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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