Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur? Claim Your ProfileArthur Edwin Bass is a securities professional with over 35 years of experience in the financial industry. Currently, Arthur Bass is a registered representative with Wedbush Securities Inc. and has held this position since December 2016. Prior to his current role, Arthur Bass was employed by a number of firms including Tullett Prebon Financial Services LLC, Newedge USA, LLC, Dillon, Read & Co. Inc., Yamaichi International (America) Inc., and Greenwich Capital Markets, Inc. Arthur Bass is a Series 7, 24, 30, 63, and SIE licensed professional. Arthur Bass also holds the Series 4 and Series 5 licenses. Arthur Bass has been registered in New York since December 2016.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
12/12/2016 - Present
Wedbush Securities Inc. (NEW YORK NY)
NY
07/13/2016 - 12/15/2016
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NY
07/25/1996 - 01/07/2015
NEWEDGE USA, LLC (NEW YORK NY)
CT
01/25/1994 - 06/13/1995
DILLON, READ & CO. INC. (STAMFORD CT)
NY
01/22/1991 - 01/21/1994
YAMAICHI INTERNATIONAL (AMERICA) INC. (NEW YORK NY)
CT
07/22/1987 - 02/05/1991
GREENWICH CAPITAL MARKETS, INC. (STAMFORD CT)
NA
07/08/1983 - 10/18/1984
ZELLER, TORYKIAN & CO. INC.
NA
01/31/1980 - 10/20/1982
PAINE, WEBBER, JACKSON & CURTIS INC.
NA
03/23/1978 - 01/31/1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
BC
Issued 08/28/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/20/2021
Series 30 - NFA Branch Manager Examination
BC
Issued 02/15/2011
Series 24 - General Securities Principal Examination
BC
Issued 03/23/1983
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/1981
Series 5 - Interest Rate Options Examination
BC
Issued 03/18/1978
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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