Unclaimed
Arthur Edward Siegel is a financial advisor currently registered with Cetera Investment Advisers LLC. Arthur Siegel has been in the financial industry since August 31, 1983. Previously, Arthur Siegel was registered with Brokers International Financial Services, LLC., Allstate Financial Services, LLC, Pruco Securities Corporation, The Prudential Insurance Company of America and Chubb Securities Corporation. Arthur Siegel specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors and portfolio management for individuals and businesses. Arthur Siegel also holds registrations for securities and investment advising in Illinois.
BUFFALO GROVE, IL
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
01/03/2011 - Present
Cetera Investment Advisers LLC (BUFFALO GROVE IL)
IL
03/16/2010 - 12/31/2010
BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC. (LINCOLNSHIRE IL)
IL
06/26/2001 - 11/05/2009
ALLSTATE FINANCIAL SERVICES, LLC (CHICAGO IL)
NJ
12/13/1984 - 06/20/2001
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
12/13/1984 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
NA
01/19/1976 - 09/15/1977
CHUBB SECURITIES CORPORATION
IA
Issued 3/17/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/19/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/2000
Series 7 - General Securities Representative Examination
BC
Issued 12/12/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 1/14/1976
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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