Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur? Claim Your ProfileArthur Daube is a registered representative with MML Investors Services, LLC and has been in the industry since April 2001. Arthur Daube is licensed in 26 states and is also registered as an Investment Advisor Representative in Texas and Pennsylvania. Arthur Daube has passed Series 6, 7, 63 and 66 exams as well as the SIE. Arthur Daube specializes in a variety of financial services including financial planning, portfolio management, pension consulting, educational seminars and selection of other advisers. Arthur Daube has experience with a variety of client types including individuals, high net worth individuals, corporations, charitable organizations, insurance companies and trusts. Previous employment includes Park Avenue Securities LLC and Guardian Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
PA
08/25/2022 - Present
MML Investors Services, LLC (Wilkes-Barre PA)
PA
04/02/2001 - 08/29/2022
PARK AVENUE SECURITIES LLC (LANCASTER PA)
BOTH
Issued 02/06/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/11/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2001
Series 7 - General Securities Representative Examination
BC
Issued 03/28/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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