Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur? Claim Your ProfileArthur Dobosiewicz is an investment advisor representative with Wells Fargo Clearing Services, LLC. Arthur is registered in 29 states for broker-dealer and 2 states for investment adviser. He holds the Series 7, Series 63, and Series 65 licenses, and he is a licensed investment adviser in Florida and Texas. He has worked in the financial services industry since 1984. Arthur's experience includes working with UBS Financial Services Inc. and Wachovia Securities, LLC. Prior to that, Arthur was employed by several other firms, including Prudential Securities Incorporated, Paine Webber Incorporated, Lehman Brothers Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Kidder, Peabody & Co. Incorporated. Arthur is also the owner of two non-investment related LLCs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
09/06/2019 - Present
Wells Fargo Clearing Services, LLC (PONTE VEDRA BEACH FL)
FL
12/05/2008 - 09/17/2019
UBS FINANCIAL SERVICES INC. (PONTE VEDRA BEACH FL)
FL
07/01/2003 - 12/08/2008
WACHOVIA SECURITIES, LLC (JACKSONVILLE FL)
NY
04/03/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
11/20/1992 - 04/12/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
10/31/1989 - 12/03/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
10/30/1989 - 11/13/1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
09/25/1984 - 11/01/1989
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
IA
Issued 07/24/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/02/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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