Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur? Claim Your ProfileArthur Wampler is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., a large, established firm with over $1 trillion in assets under management. He is registered in Florida and is also a licensed investment advisor representative. Arthur has over 40 years of experience in the financial services industry and holds several industry licenses and certifications. He specializes in providing financial advice and portfolio management services to individuals, families, businesses, and institutions. Arthur also offers a range of other services, including financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/07/2007 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAINT AUGUSTINE FL)
FL
04/02/2007 - 05/09/2007
MORGAN STANLEY & CO., INCORPORATED (ST. AUGUSTINE FL)
FL
06/02/1997 - 04/02/2007
MORGAN STANLEY DW INC. (ST. AUGUSTINE FL)
NY
12/21/1982 - 06/03/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 08/30/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/06/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/1983
Series 3 - National Commodity Futures Examination
BC
Issued 03/18/1983
Series 15 - Foreign Currency Options Examination
BC
Issued 12/18/1982
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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