Unclaimed
Arthur Douglas Salmon is an active financial advisor registered with the state of Texas as an Investment Advisor Representative. Arthur has over 20 years of experience in the financial industry. He is currently registered with BFC Planning, Inc. and has previously worked with several other firms. Arthur has a strong background in financial planning, including experience with individuals, charitable organizations, pension plans, and businesses. Arthur has passed several industry examinations, including Series 65, Series 63, Series 51, Series 24, SIE, and Series 7. Arthur provides services to clients in Texas, including financial planning, selection of other advisors, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fee
1
2
IA
06/21/2012 - Present
BFC Planning, Inc. (CEDAR RAPIDS IA)
TX
01/04/2012 - 06/19/2012
MILKIE/FERGUSON INVESTMENTS, INC. (DALLAS TX)
TX
07/21/2011 - 01/03/2012
BBVA COMPASS INVESTMENT SOLUTIONS, INC (PLANO TX)
CA
11/23/2005 - 07/12/2010
FARMERS FINANCIAL SOLUTIONS, LLC (WESTLAKE VILLAGE CA)
FL
06/25/2004 - 07/14/2004
GUNNALLEN FINANCIAL, INC (TAMPA FL)
MA
01/01/1999 - 01/22/2003
JOHN HANCOCK FUNDS, LLC (BOSTON MA)
RI
07/08/1998 - 11/20/1998
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
TX
02/06/1996 - 06/11/1998
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
IA
Issued 04/30/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/26/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/20/2008
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 03/28/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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