Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur? Claim Your ProfileArthur Wharton is a financial advisor with Cetera Investment Advisers LLC in HUNTSVILLE, TX. Arthur has over 27 years of experience in the financial services industry. Arthur has a Series 6, Series 63, and Series 65 license. Arthur has held previous positions with ROYAL ALLIANCE ASSOCIATES, INC., SIGNATOR INVESTORS, INC., and SIGNATOR FINANCIAL SERVICES, INC.. Arthur provides financial planning, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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TX
02/25/2020 - Present
Cetera Investment Advisers LLC (HUNTSVILLE TX)
TX
11/02/2018 - 12/10/2019
ROYAL ALLIANCE ASSOCIATES, INC. (HUNTSVILLE TX)
TX
12/28/2015 - 11/02/2018
SIGNATOR INVESTORS, INC. (HUNTSVILLE TX)
TX
12/19/2002 - 12/28/2015
SIGNATOR FINANCIAL SERVICES, INC. (HUNTSVILLE TX)
MI
02/09/2002 - 12/18/2002
SAMMONS SECURITIES COMPANY, LLC (ANN ARBOR MI)
MI
02/11/2002 - 03/02/2002
SIGMA FINANCIAL CORPORATION (ANN ARBOR MI)
CA
02/11/1998 - 02/09/2002
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NY
11/12/1992 - 01/22/1998
NYLIFE SECURITIES INC. (NEW YORK NY)
IA
Issued 06/08/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/06/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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