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Arthur Dennis Frasca

Regal Advisory Services, Inc.

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About Arthur Dennis Frasca

Arthur Frasca is an investment advisor representative with Regal Advisory Services, Inc. in the state of Michigan. Arthur has been in the investment industry since 1984, and has worked with Noble Capital Partners, Dewaay Financial Network, LLC, and Equitas America, LLC in addition to Regal Advisory Services, Inc. Arthur has specialized in Financial planning, educational seminars, and the selection of other advisors.

Firm Information

Arthur Frasca is currently registered with Regal Advisory Services, Inc.. Regal Advisory Services, Inc. is an investment advisor based in GLENVIEW, IL. They offer a variety of services, including financial planning, educational seminars, selection of other advisors, and portfolio management for individuals and corporations. The firm manages approximately $108.8 million in assets for 284 clients, including high-net-worth individuals, corporations, and individuals other than high-net-worth. They have a team of 24 investment adviser representatives and 21 registered representatives.
Regal Advisory Services, Inc.

950 NORTH MILWAUKEE AVENUE

GLENVIEW, IL 60025-3771

$108.84M

Assets Under Management

1

Total Clients

24

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Arthur Frasca’s Registration & Firm History

MI

04/07/2015 - Present

Regal Advisory Services, Inc. (FARMINGTON HILLS MI)

MI

09/27/2010 - 09/04/2012

DEWAAY FINANCIAL NETWORK, LLC (FARMINGTON HILLS MI)

MI

07/28/2004 - 09/27/2010

EQUITAS AMERICA, LLC (FARMINGTON HILLS MI)

MI

05/15/1990 - 07/26/2004

J.W. KORTH & COMPANY (LANSING MI)

MI

03/06/1987 - 05/15/1990

J. W. KORTH & COMPANY (FARMINGTON HILLS MI)

NA

05/06/1986 - 01/28/1987

J.W. KORTH & COMPANY, INC.

NA

10/29/1983 - 06/06/1985

WALL STREET CLEARING COMPANY

NA

07/20/1983 - 07/29/1983

BLINDER, ROBINSON & CO.,INC.

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Licenses & Designations

IA

Issued 04/02/2015

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/13/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/25/2002

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/13/1995

Series 53 - Municipal Securities Principal Examination

BC

Issued 04/20/1992

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/16/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Arthur Dennis Frasca.
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