Unclaimed
Arthur Frasca is an investment advisor representative with Regal Advisory Services, Inc. in the state of Michigan. Arthur has been in the investment industry since 1984, and has worked with Noble Capital Partners, Dewaay Financial Network, LLC, and Equitas America, LLC in addition to Regal Advisory Services, Inc. Arthur has specialized in Financial planning, educational seminars, and the selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MI
04/07/2015 - Present
Regal Advisory Services, Inc. (FARMINGTON HILLS MI)
MI
09/27/2010 - 09/04/2012
DEWAAY FINANCIAL NETWORK, LLC (FARMINGTON HILLS MI)
MI
07/28/2004 - 09/27/2010
EQUITAS AMERICA, LLC (FARMINGTON HILLS MI)
MI
05/15/1990 - 07/26/2004
J.W. KORTH & COMPANY (LANSING MI)
MI
03/06/1987 - 05/15/1990
J. W. KORTH & COMPANY (FARMINGTON HILLS MI)
NA
05/06/1986 - 01/28/1987
J.W. KORTH & COMPANY, INC.
NA
10/29/1983 - 06/06/1985
WALL STREET CLEARING COMPANY
NA
07/20/1983 - 07/29/1983
BLINDER, ROBINSON & CO.,INC.
IA
Issued 04/02/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/13/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/25/2002
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/13/1995
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/20/1992
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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