Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur? Claim Your ProfileArthur D. Kraus is a financial advisor with over 40 years of experience in the financial services industry. He is currently registered with LPL Financial LLC and Capital Intelligence Advisors, Inc., and has held previous registrations with several other firms. Arthur has a broad range of experience, including financial planning, investment management, and insurance. Arthur is committed to providing his clients with personalized financial advice and strategies that help them achieve their financial goals. He is a Certified Financial Consultant and holds a variety of licenses and certifications, including Series 7, Series 24, and Series 63. Arthur is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/08/2003 - Present
LPL Financial LLC (SANTA MONICA CA)
DE
05/12/1989 - 07/16/2003
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
AZ
11/19/1989 - 06/30/2003
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
01/17/1986 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
06/26/1984 - 01/24/1986
LOWRY FINANCIAL SERVICES CORPORATION
NA
03/12/1984 - 07/19/1984
FMS SECURITIES, INC.
NA
10/05/1983 - 04/16/1984
ROBERT C. LAU AND COMPANY, INC.
NA
08/02/1981 - 10/17/1983
UNIVERSITY SECURITIES CORPORATION
NA
11/15/1972 - 07/10/1981
PACIFIC EQUITY SALES COMPANY
BC
Issued 10/10/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/28/1981
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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