Unclaimed
Arthur David Smith is a financial advisor with PFS Investments Inc. Arthur is a licensed representative for Series 63, Series 6TO, and SIE. Arthur has been a licensed representative for over 2 years and has been registered in Florida, Georgia, Arkansas and California. The branch office of PFS Investments Inc. where Arthur is located is in Tampa, FL. PFS Investments Inc. is a financial advisory firm based out of Duluth, GA. They specialize in providing financial advice to individuals, corporations, charitable organizations, and high-net-worth individuals. They manage over $8 billion in assets and have over 59,000 clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
FL
07/29/2020 - Present
PFS Investments Inc. (TAMPA FL)
BC
Issued 08/07/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/29/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/28/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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