Unclaimed
Arthur Daniel Sharplin is a financial advisor at American Century Investment Services Inc., based in Los Angeles, CA. Arthur has been in the industry since 2015 and has a strong track record of success. Arthur holds a Series 7, Series 24, and Series 66 licenses, and is registered to provide investment advice in all 50 states. Prior to joining American Century Investment Services Inc., Arthur worked at DFA Securities LLC in Austin, TX.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
05/31/2023 - Present
American Century Investment Services Inc. (LOS ANGELES CA)
TX
10/10/2015 - 05/05/2023
DFA SECURITIES LLC (AUSTIN TX)
BOTH
Issued 08/15/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/08/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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