Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur? Claim Your ProfileArthur Mitchell is a financial advisor with J.P. Morgan Securities LLC. Arthur has over 27 years of experience in the financial services industry. Arthur has a wide range of experience and holds several licenses and certifications, including Series 4, 7, 24, 53, and 63. Arthur is registered with the Securities and Exchange Commission (SEC) and is also registered with the Financial Industry Regulatory Authority (FINRA). Arthur has been a registered representative with FINRA since 2017. Arthur is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
11/02/2017 - Present
J.p. Morgan Securities LLC (DALLAS TX)
TX
06/01/2009 - 11/06/2017
MORGAN STANLEY (DALLAS TX)
TX
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (DALLAS TX)
TX
11/22/2006 - 04/02/2007
MORGAN STANLEY DW INC. (DALLAS TX)
TX
07/31/1993 - 11/30/2006
CITIGROUP GLOBAL MARKETS INC. (DALLAS TX)
NY
07/01/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
TX
11/19/1991 - 07/12/1993
BARRE & COMPANY, INCORPORATED (DALLAS TX)
TX
08/30/1990 - 11/20/1991
KAVANAUGH SECURITIES, INC. (DALLAS TX)
BC
Issued 09/20/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/31/1991
Series 4 - Registered Options Principal Examination
BC
Issued 05/14/1991
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/08/1991
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/1990
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Arthur Mitchell is the right advisor for you? Invested Better is here to help.
