Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur? Claim Your ProfileArthur Metzger has over 20 years of experience in the financial industry. Arthur Metzger is currently registered with Morgan Stanley in Scottsdale, AZ. Arthur Metzger was previously registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated, BOFA Securities, Inc., Charles Schwab & Co., Inc., FSC Securities Corporation, Royal Alliance Associates, Inc., SagePoint Financial, Inc., Advantage Capital Corporation, American General Securities Incorporated, Sentra Securities Corporation, Spelman & Co., Inc., SunAmerica Securities, Inc., and AIG SunAmerica Capital Services, Inc. Arthur Metzger holds Series 6, 7, 10, 24, 63, and 66 licenses. Arthur Metzger specializes in providing financial planning, investment advice, and portfolio management services for individuals, businesses, investment companies, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
AZ
09/19/2022 - Present
Morgan Stanley (Scottsdale AZ)
NY
06/04/2019 - 09/06/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
05/10/2019 - 06/05/2019
BOFA SECURITIES, INC. (NEW YORK NY)
NY
03/15/2016 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
AZ
08/20/2012 - 09/21/2015
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
GA
08/18/2006 - 07/23/2012
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
08/17/2006 - 07/23/2012
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
AZ
10/31/2005 - 07/23/2012
SAGEPOINT FINANCIAL, INC. (PHOENIX AZ)
GA
08/18/2006 - 03/03/2009
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
AZ
07/06/2006 - 10/29/2008
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
AZ
12/18/2003 - 10/31/2005
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
AZ
12/18/2003 - 10/31/2005
SPELMAN & CO., INC. (PHOENIX AZ)
AZ
12/18/2003 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NJ
06/26/2000 - 01/06/2004
AIG SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
BOTH
Issued 09/16/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/28/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/26/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/2003
Series 7 - General Securities Representative Examination
BC
Issued 06/22/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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