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Arthur Currie Gray

Wells Fargo Clearing Services, LLC

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About Arthur Currie Gray

Arthur Currie Gray is a financial advisor registered with Wells Fargo Clearing Services, LLC. Arthur has over 35 years of experience in the financial industry. Arthur has been with Wells Fargo Clearing Services, LLC since July 2020. Prior to that, Arthur was with Merrill Lynch, Pierce, Fenner & Smith Incorporated from August 2014 until July 2020 and with Raymond James & Associates, Inc. from June 2006 until September 2014. Arthur holds licenses in both Tennessee and Texas. Arthur is a Registered Representative of Wells Fargo Clearing Services, LLC, a subsidiary of Wells Fargo & Company. Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC, Members SIPC.

Firm Information

Arthur Gray is currently registered with Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is a Limited Liability Company formed in March 2003 and headquartered in St. Louis, Missouri. They offer a variety of investment advisory services, including financial planning, pension consulting, and portfolio management for individuals, businesses, and institutional clients. With over $10 billion to $50 billion in assets under management, the firm provides services to a diverse client base, including high-net-worth individuals, corporations, charitable organizations, pension plans, and state or municipal government entities. They are registered with the SEC and all 50 states.
Wells Fargo Clearing Services, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103-2205

$558.46B

Assets Under Management

5,927

Total Clients

17,168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Arthur Gray’s Registration & Firm History

TN

07/15/2020 - Present

Wells Fargo Clearing Services, LLC (NASHVILLE TN)

TN

08/28/2014 - 07/17/2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NASHVILLE TN)

TN

06/14/2006 - 09/04/2014

RAYMOND JAMES & ASSOCIATES, INC. (NASHVILLE TN)

TN

06/27/2005 - 06/15/2006

SUNTRUST INVESTMENT SERVICES, INC. (NASHVILLE TN)

GA

02/13/2003 - 06/30/2005

SUNTRUST CAPITAL MARKETS, INC. (ATLANTA GA)

MO

10/01/1999 - 02/21/2003

WACHOVIA SECURITIES, INC. (ST. LOUIS MO)

NC

05/15/1998 - 10/01/1999

FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)

CO

01/06/1992 - 05/21/1998

D.E. FREY & COMPANY, INC. (DENVER CO)

GA

01/22/1990 - 01/15/1992

THE ROBINSON-HUMPHREY COMPANY INC. (ATLANTA GA)

NY

09/27/1988 - 02/06/1990

SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 02/28/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/27/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/25/1992

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/24/1988

Series 3 - National Commodity Futures Examination

BC

Issued 09/17/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Arthur Currie Gray.
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