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Arthur Clay Nicodemus

Madison Avenue Securities, LLC

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About Arthur Clay Nicodemus

Arthur Nicodemus is a financial professional with over 40 years of experience in the financial services industry. Arthur has been a Registered Representative with Madison Avenue Securities, LLC since April 2009. Arthur also previously worked at ING Financial Partners, Inc., Locust Street Securities, Inc., BMA Financial Services, Inc., MML Investors Services, Inc., and Mutual Benefit Financial Service Company. Arthur has a broad range of experience in providing financial services to individuals, businesses, and institutions. Arthur holds Series 6, Series 22, Series 63 and SIE licenses and is registered in Arizona, California, Florida, Hawaii, Iowa, Oregon, South Carolina, Texas. Arthur also holds a Chartered Financial Consultant designation. Arthur is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.

Firm Information

Arthur Nicodemus is currently registered with Madison Avenue Securities, LLC. Madison Avenue Securities, LLC is a Limited Liability Company formed in May 2005 and headquartered in San Diego, California. The firm offers financial planning, pension consulting, and portfolio management services for individuals, businesses, and charitable organizations. They also provide selection of other advisors services. As of the last reporting period, the firm manages over $1.8 billion in assets across approximately 13,989 accounts. Madison Avenue Securities, LLC is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
Madison Avenue Securities, LLC

13500 EVENING CREEK DR. N

SAN DIEGO, CA 92128

$1.82B

Assets Under Management

187

Total Clients

131

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Arthur Nicodemus’s Registration & Firm History

CA

07/08/2024 - Present

Madison Avenue Securities, LLC (SAN DIEGO CA)

CA

01/01/2004 - 03/17/2009

ING FINANCIAL PARTNERS, INC. (SAN DIEGO CA)

IA

01/01/2002 - 01/01/2004

LOCUST STREET SECURITIES, INC. (DES MOINES IA)

MO

12/06/1991 - 01/01/2002

BMA FINANCIAL SERVICES, INC. (KANSAS CITY MO)

MA

07/10/1990 - 11/07/1991

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

NA

12/18/1981 - 05/29/1990

MUTUAL BENEFIT FINANCIAL SERVICE COMPANY

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Licenses & Designations

BC

Issued 07/07/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/22/1982

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 12/09/1981

Series 22 - Direct Participation Programs Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Arthur Clay Nicodemus. Review regulatory record here.
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