Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur? Claim Your ProfileArthur Chung Hsieh is a financial advisor with Cetera Investment Advisers LLC, based in Pasadena, CA. Arthur has been in the financial services industry since 1990 and is registered with the state of California and Texas. Arthur holds Series 6, 7, 31, 63, 65, 99TO, and SIE licenses. Arthur is also a Certified Financial Planner. Arthur offers financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
11/12/2020 - Present
Cetera Investment Advisers LLC (PASADENA CA)
CA
05/30/2008 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (PASADENA CA)
CA
08/24/1990 - 05/30/2008
FFP SECURITIES, INC. (PASADENA CA)
IA
Issued 12/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/21/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 10/13/1994
Series 7 - General Securities Representative Examination
BC
Issued 08/22/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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