Unclaimed
Arthur Lawrence is a financial advisor with Truist Advisory Services, Inc. in Charlotte, North Carolina. Arthur has been in the industry since 1996. Arthur is registered with FINRA and the state of North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
11/25/2020 - Present
Truist Advisory Services, Inc. (CHARLOTTE NC)
VA
01/02/2018 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
NC
05/20/1997 - 01/02/2018
BB&T INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NA
05/27/1997 - 04/03/1998
BB&T INVESTMENT SERVICES OF SOUTH CAROLINA, INC.
NC
01/17/1996 - 05/16/1997
WACHOVIA BROKERAGE SERVICE (WINSTON SALEM NC)
BOTH
Issued 12/19/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/26/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/14/1999
Series 24 - General Securities Principal Examination
BC
Issued 09/24/1998
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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