Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur? Claim Your ProfileArthur Hung is a financial advisor with over 22 years of experience in the financial services industry. Arthur Hung is currently registered with Principal Securities, Inc., where he offers a range of financial services, including financial planning, portfolio management for individuals, and educational seminars. Before joining Principal Securities, Inc., Arthur Hung worked with Transamerica Financial Advisors, Inc. and World Group Securities, Inc. Arthur Hung has a strong understanding of the financial markets and is committed to providing his clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
OH
03/28/2019 - Present
Principal Securities, Inc. (CENTERVILLE OH)
OH
01/06/2012 - 03/19/2019
TRANSAMERICA FINANCIAL ADVISORS, INC (CENTERVILLE OH)
OH
04/12/2002 - 01/06/2012
WORLD GROUP SECURITIES, INC. (DAYTON OH)
GA
11/15/2000 - 04/12/2002
WMA SECURITIES, INC. (DULUTH GA)
IA
Issued 07/15/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/28/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/02/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/20/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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