Unclaimed
Arthur Charles Prouty is a financial professional who has been in the industry since March 12, 1998. Arthur is currently registered with State Farm VP Management Corp. in Arizona. Arthur is also registered in Arizona with the Series 63, SIE and Series 6 licenses. Arthur previously worked with AURA FINANCIAL SERVICES, INC. in Birmingham, Alabama.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
06/12/2003 - Present
State Farm VP Management Corp. (Tucson AZ)
AL
08/01/1997 - 10/30/2002
AURA FINANCIAL SERVICES, INC. (BIRMINGHAM AL)
BC
Issued 07/31/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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