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Arthur Charles Prouty

State Farm VP Management Corp.

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About Arthur Charles Prouty

Arthur Charles Prouty is a financial professional who has been in the industry since March 12, 1998. Arthur is currently registered with State Farm VP Management Corp. in Arizona. Arthur is also registered in Arizona with the Series 63, SIE and Series 6 licenses. Arthur previously worked with AURA FINANCIAL SERVICES, INC. in Birmingham, Alabama.

Firm Information

Arthur Prouty is currently registered with State Farm VP Management Corp.. State Farm VP Management Corp. is a corporation formed in 1996 and approved to operate in all 50 states and the District of Columbia. The firm has one approved SEC registration and 51 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

5,459

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Arthur Prouty’s Registration & Firm History

AZ

06/12/2003 - Present

State Farm VP Management Corp. (Tucson AZ)

AL

08/01/1997 - 10/30/2002

AURA FINANCIAL SERVICES, INC. (BIRMINGHAM AL)

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Licenses & Designations

BC

Issued 07/31/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/31/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Arthur Charles Prouty. Review regulatory record here.
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