Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur? Claim Your ProfileArthur Charles Hooker is a financial advisor with Raymond James Financial Services Advisors, Inc. He is based in Fayetteville, NC and has been working in the financial industry since September 16, 1993. Arthur Charles Hooker has experience with a variety of financial products and services. He is registered to offer investment advice in 18 states. Prior to joining Raymond James Financial Services Advisors, Inc., Arthur Charles Hooker worked for Raymond James & Associates, Inc., UBS Financial Services Inc. and Interstate/Johnson Lane Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NC
10/06/2015 - Present
Raymond James Financial Services Advisors, Inc. (Fayetteville NC)
NC
12/02/2004 - 10/06/2015
RAYMOND JAMES & ASSOCIATES, INC. (FAYETTEVILLE NC)
NJ
11/25/1998 - 12/17/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NC
09/17/1993 - 12/04/1998
INTERSTATE/JOHNSON LANE CORPORATION (CHARLOTTE NC)
BC
Issued 09/24/1993
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/25/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/13/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/10/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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