Unclaimed
Arthur Charles Gonsalves is a financial advisor with Raymond James Financial Services Advisors, Inc. Arthur has been in the financial industry for over 27 years and has a wealth of experience in helping clients reach their financial goals. Arthur is committed to providing personalized financial advice and is dedicated to building long-term relationships with his clients. Arthur has extensive experience working with a variety of clients, including individuals, families, businesses, and retirement plans. He is also a Registered Representative of Raymond James Financial Services, Inc., and is a member of the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NY
05/30/2019 - Present
Raymond James Financial Services Advisors, Inc. (East Setauket NY)
NY
10/13/2016 - 05/31/2019
AMERIPRISE FINANCIAL SERVICES, INC. (BOHEMIA NY)
CT
12/02/2014 - 01/29/2016
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
NY
06/18/2014 - 12/01/2014
CABOT LODGE SECURITIES LLC (NEW YORK NY)
OH
10/12/2010 - 10/31/2013
TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)
NY
07/08/2010 - 09/29/2010
HSBC SECURITIES (USA) INC. (COMMACK NY)
VA
04/25/2007 - 06/30/2010
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
ME
09/10/1998 - 12/18/2006
BISYS FUND SERVICES LIMITED PARTNERSHIP (PORTLAND ME)
NY
04/09/1997 - 08/28/1998
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
11/29/1996 - 03/31/1997
SOCIETE GENERALE SECURITIES CORPORATION (NEW YORK NY)
TN
02/18/1992 - 07/11/1995
ALLIANCE FUND DISTRIBUTORS, INC. (NASHVILLE TN)
TN
02/25/1991 - 06/17/1991
ALLIANCE FUND DISTRIBUTORS, INC. (NASHVILLE TN)
BC
Issued 01/20/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/30/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/12/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2001
Series 7 - General Securities Representative Examination
BC
Issued 02/22/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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