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Arthur Brown

Icapital Markets LLC

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About Arthur Brown

Arthur Brown is a financial advisor with over 14 years of experience in the financial services industry. Arthur is currently registered with Icapital Markets LLC and is licensed to provide investment advice in 51 states and the District of Columbia. Arthur has passed the Series 63, Series 7 and SIE exams and has been actively engaged in the financial services industry since 2010. Previous employment includes positions with INCAPITAL LLC and LASALLE FINANCIAL SERVICES, INC.. Arthur has a history of providing advisory services to clients in Boca Raton, FL.

Firm Information

Arthur Brown is currently registered with Icapital Markets LLC. Icapital Markets LLC is a Limited Liability Company that was formed on August 13, 2001. The company is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Icapital Markets LLC is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

219

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Arthur Brown’s Registration & Firm History

FL

10/02/2019 - Present

Icapital Markets LLC (Boca Raton FL)

FL

05/11/2010 - 10/03/2019

INCAPITAL LLC (BOCA RATON FL)

FL

02/08/2007 - 03/29/2007

LASALLE FINANCIAL SERVICES, INC. (BOCA RATON FL)

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Licenses & Designations

BC

Issued 07/13/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/10/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Arthur Brown.
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