Unclaimed
Arthur Brown is a financial advisor with over 14 years of experience in the financial services industry. Arthur is currently registered with Icapital Markets LLC and is licensed to provide investment advice in 51 states and the District of Columbia. Arthur has passed the Series 63, Series 7 and SIE exams and has been actively engaged in the financial services industry since 2010. Previous employment includes positions with INCAPITAL LLC and LASALLE FINANCIAL SERVICES, INC.. Arthur has a history of providing advisory services to clients in Boca Raton, FL.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
10/02/2019 - Present
Icapital Markets LLC (Boca Raton FL)
FL
05/11/2010 - 10/03/2019
INCAPITAL LLC (BOCA RATON FL)
FL
02/08/2007 - 03/29/2007
LASALLE FINANCIAL SERVICES, INC. (BOCA RATON FL)
BC
Issued 07/13/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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