Unclaimed
Arthur Bronshtein is a financial professional with over 20 years of experience in the industry. Arthur is currently registered with Avantax Investment Services, Inc. and holds Series 6 and 63 licenses as well as the SIE exam. Arthur has also held registrations with SA Stone Wealth Management Inc., Quest Capital Strategies, Inc. and HD Vest Investment Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/10/2021 - Present
Avantax Investment Services, Inc. (BROOKLYN NY)
NY
12/06/2019 - 11/17/2021
SA STONE WEALTH MANAGEMENT INC. (Brooklyn NY)
CA
05/22/2018 - 12/06/2019
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
NY
01/18/2005 - 06/01/2018
HD VEST INVESTMENT SERVICES (BROOKLYN NY)
GA
02/11/2003 - 01/20/2005
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 04/26/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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