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Arthur Bronshtein

Avantax Investment Services, Inc.

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About Arthur Bronshtein

Arthur Bronshtein is a financial professional with over 20 years of experience in the industry. Arthur is currently registered with Avantax Investment Services, Inc. and holds Series 6 and 63 licenses as well as the SIE exam. Arthur has also held registrations with SA Stone Wealth Management Inc., Quest Capital Strategies, Inc. and HD Vest Investment Services.

Firm Information

Arthur Bronshtein is currently registered with Avantax Investment Services, Inc.. Avantax Investment Services, Inc. is a Corporation formed in April 1983. The firm is registered with the SEC and in 53 states, providing services across the United States.

Not reported

Assets Under Management

Not reported

Total Clients

482

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Arthur Bronshtein’s Registration & Firm History

NY

12/10/2021 - Present

Avantax Investment Services, Inc. (BROOKLYN NY)

NY

12/06/2019 - 11/17/2021

SA STONE WEALTH MANAGEMENT INC. (Brooklyn NY)

CA

05/22/2018 - 12/06/2019

QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)

NY

01/18/2005 - 06/01/2018

HD VEST INVESTMENT SERVICES (BROOKLYN NY)

GA

02/11/2003 - 01/20/2005

PFS INVESTMENTS INC. (DULUTH GA)

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Licenses & Designations

BC

Issued 04/26/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/08/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Arthur Bronshtein.
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