Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur? Claim Your ProfileArthur Bland Sullivan is a financial advisor with Wells Fargo Clearing Services, LLC. Sullivan has been in the financial services industry for over 35 years. Sullivan is registered with the state of Connecticut and Texas and holds Series 7, 24 and 63 securities licenses as well as the SIE exam. Sullivan has been with Wells Fargo Advisors LLC since September 2015, and previously worked with Lincoln Financial Securities Corporation, MANEQUITY, INC., and Independent Advisers Group Corp. Sullivan is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
09/24/2015 - Present
Wells Fargo Clearing Services, LLC (GLASTONBURY CT)
CT
12/16/1988 - 09/24/2015
LINCOLN FINANCIAL SECURITIES CORPORATION (EAST HARTFORD CT)
MA
05/22/1986 - 12/19/1988
MANEQUITY, INC. (BOSTON MA)
BC
Issued 08/19/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/22/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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