Unclaimed
Arthur Bialer is a financial advisor who has been in the industry since December 27, 2009. Arthur is currently registered with Stonex Financial Inc. and has been working there since March 25, 2024. Arthur has held previous positions with CITIGROUP GLOBAL MARKETS INC., RBC CAPITAL MARKETS CORPORATION, GOLDMAN, SACHS & CO., UBS WARBURG LLC, and PAINEWEBBER INCORPORATED. Arthur holds a Series 3, Series 7, Series 57TO, Series 7TO, and Series 63 license and is registered in California, Florida, Illinois, New Jersey, New York, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/25/2024 - Present
Stonex Financial Inc. (NEW YORK NY)
NY
01/11/2005 - 04/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
05/22/2003 - 02/26/2004
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
02/01/2001 - 04/15/2003
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
12/04/2000 - 01/26/2001
UBS WARBURG LLC (NEW YORK NY)
NJ
01/10/1994 - 12/04/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 05/10/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/25/2024
Series 57TO - Securities Trader Exam
BC
Issued 03/25/2024
Series 7TO - General Securities Representative Examination
BC
Issued 03/01/2024
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/1994
Series 3 - National Commodity Futures Examination
BC
Issued 01/07/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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