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Arthur Bialer

Stonex Financial Inc.

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About Arthur Bialer

Arthur Bialer is a financial advisor who has been in the industry since December 27, 2009. Arthur is currently registered with Stonex Financial Inc. and has been working there since March 25, 2024. Arthur has held previous positions with CITIGROUP GLOBAL MARKETS INC., RBC CAPITAL MARKETS CORPORATION, GOLDMAN, SACHS & CO., UBS WARBURG LLC, and PAINEWEBBER INCORPORATED. Arthur holds a Series 3, Series 7, Series 57TO, Series 7TO, and Series 63 license and is registered in California, Florida, Illinois, New Jersey, New York, and Texas.

Firm Information

Arthur Bialer is currently registered with Stonex Financial Inc.. Stonex Financial Inc. is a Corporation that was formed on May 29, 1998 and is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

374

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Arthur Bialer’s Registration & Firm History

NY

03/25/2024 - Present

Stonex Financial Inc. (NEW YORK NY)

NY

01/11/2005 - 04/01/2009

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

05/22/2003 - 02/26/2004

RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)

NY

02/01/2001 - 04/15/2003

GOLDMAN, SACHS & CO. (NEW YORK NY)

NY

12/04/2000 - 01/26/2001

UBS WARBURG LLC (NEW YORK NY)

NJ

01/10/1994 - 12/04/2000

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

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Licenses & Designations

BC

Issued 05/10/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/25/2024

Series 57TO - Securities Trader Exam

BC

Issued 03/25/2024

Series 7TO - General Securities Representative Examination

BC

Issued 03/01/2024

SIE - Securities Industry Essentials Examination

BC

Issued 07/21/1994

Series 3 - National Commodity Futures Examination

BC

Issued 01/07/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Arthur Bialer.
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