Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur? Claim Your ProfileArthur Pierce is a financial advisor with LPL Financial LLC. He is registered in multiple states and has over 35 years of experience in the industry. Arthur has a variety of licenses and certifications, including the Series 7, Series 24, and Series 63 exams. He is also registered as an Investment Advisor Representative. Arthur focuses on providing financial advice to a wide range of clients, including individuals, families, businesses, and retirement plans. His experience and expertise allow him to provide comprehensive financial planning services, including retirement planning, investment management, and insurance planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
09/11/2020 - Present
LPL Financial LLC (SANTA ROSA CA)
NJ
08/18/1987 - 02/28/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BC
Issued 08/26/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/19/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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