linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Arthur Baker

J.p. Morgan Securities LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Arthur? Claim Your Profile

About Arthur Baker

Arthur Baker is a financial advisor with J.P. Morgan Securities LLC, located in New York, NY. Arthur specializes in providing financial planning and portfolio management for individuals and businesses. Arthur has been in the financial services industry since 2023 and is licensed in New York. Arthur previously worked at Canaccord Genuity LLC. Arthur is also a registered representative with FINRA and holds the Series 63, Series 79TO and SIE licenses.

Firm Information

Arthur Baker is currently registered with J.p. Morgan Securities LLC. J.p. Morgan Securities LLC is a Limited Liability Company formed in 1985. It is headquartered in NEW YORK, NY, United States. The firm has over 50 billion in assets under management and provides a variety of financial services, including financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors.
J.p. Morgan Securities LLC

383 MADISON AVE

NEW YORK, NY 10179

$249.73B

Assets Under Management

262,026

Total Clients

26,783

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

other

Fee computed based on cents-per-share-deposited-into-the-account

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Arthur Baker’s Registration & Firm History

NY

09/06/2024 - Present

J.p. Morgan Securities LLC (NEW YORK NY)

NY

07/31/2023 - 06/20/2024

CANACCORD GENUITY LLC (New York NY)

Not sure if Arthur Baker is right for you?

Licenses & Designations

BC

Issued 05/30/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/31/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 05/23/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Arthur Baker.
Not sure if Arthur Baker is right for you?