Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur? Claim Your ProfileArthur Angulo is a financial advisor with over 15 years of experience in the financial services industry. Arthur is registered with J.P. Morgan Securities LLC and is licensed to offer securities and investment advisory services in multiple states. Arthur has worked with a number of firms during his career, including Charles Schwab & Co., Inc., Citigroup Global Markets Inc. and TIAA-CREF Individual & Institutional Services, LLC. Arthur holds a Series 6, 7, 63 and 66 securities license and has a broad range of experience in the financial services industry. Arthur is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
10/30/2018 - Present
J.p. Morgan Securities LLC (LOS ANGELES CA)
CA
11/30/2016 - 09/26/2018
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (OAKLAND CA)
CA
10/27/2015 - 11/25/2016
CITIGROUP GLOBAL MARKETS INC. (La Canada-Flintridge CA)
CA
12/19/2012 - 07/28/2015
CHARLES SCHWAB & CO., INC. (LOS ANGELES CA)
CA
06/24/2004 - 07/14/2006
CITICORP INVESTMENT SERVICES (OAKLAND CA)
BOTH
Issued 09/29/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/04/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/26/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2012
Series 7 - General Securities Representative Examination
BC
Issued 06/23/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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