Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur? Claim Your ProfileArthur J. Andrews has over 30 years of experience in the financial services industry. Arthur is a registered representative and investment advisor representative. Arthur holds licenses with J.P. Morgan Securities LLC. Arthur is currently registered in Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. Arthur has previously held licenses with Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC OF AMERICA SPECIALIST, INC., FLEET SECURITIES, INC., and J. T. MORAN & CO., INC. Arthur is also licensed as an investment advisor representative in New York and Texas. Arthur holds a Series 7, Series 9, Series 10, Series 25, Series 63, and Series 66 license. Arthur is dedicated to providing high-quality financial services to individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
OH
04/14/2023 - Present
J.p. Morgan Securities LLC (Columbus OH)
NY
08/02/2011 - 03/27/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
10/01/2000 - 09/21/2010
BANC OF AMERICA SPECIALIST, INC. (NEW YORK NY)
TX
04/14/1998 - 08/10/2000
FLEET SECURITIES, INC. (DALLAS TX)
NY
01/10/1991 - 07/17/1997
QUICK & REILLY, INC. (NEW YORK NY)
NA
11/22/1988 - 01/18/1989
J. T. MORAN & CO., INC.
BOTH
Issued 9/14/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/6/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/2/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/12/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/1/2000
Series 7 - General Securities Representative Examination
BC
Issued 10/28/1999
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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