Unclaimed
Arthur Wexler is a financial advisor who has been working in the industry since 1992. He is currently registered with J.P. Morgan Securities LLC as a Registered Representative and Investment Adviser Representative. Arthur has held previous positions at Edward Jones, Horace Mann Investors, Inc., AXA Distributors, LLC, TIAA-CREF Individual & Institutional Services, LLC, VALIC Financial Advisors, Inc., ING Financial Advisors, LLC, Metropolitan Life Insurance Company, MetLife Securities Inc., and UR Financial, Inc.. Arthur has a strong background in financial services and is committed to providing his clients with personalized advice and guidance. He specializes in providing financial planning services, investment management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
09/29/2023 - Present
J.p. Morgan Securities LLC (LOS ANGELES CA)
CA
05/28/2019 - 10/28/2021
EDWARD JONES (MANHATTAN BEACH CA)
IL
11/10/2016 - 08/17/2018
HORACE MANN INVESTORS, INC. (SPRINGFIELD IL)
NC
01/29/2016 - 10/28/2016
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
CA
10/03/2011 - 12/09/2015
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (PASADENA CA)
CA
04/04/2006 - 09/08/2011
VALIC FINANCIAL ADVISORS, INC. (ORANGE CA)
NV
08/17/2001 - 12/13/2005
ING FINANCIAL ADVISERS, LLC (LAS VEGAS NV)
NY
05/02/1990 - 11/09/1999
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
MA
04/25/1990 - 11/09/1999
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NA
10/21/1988 - 04/25/1990
UR FINANCIAL, INC.
BOTH
Issued 04/13/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/02/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2022
Series 24 - General Securities Principal Examination
BC
Issued 06/30/2022
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 06/30/2022
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 06/30/2022
Series 7TO - General Securities Representative Examination
BC
Issued 06/30/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/17/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/1998
Series 7 - General Securities Representative Examination
BC
Issued 10/20/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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