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Arthur A Wexler

J.p. Morgan Securities LLC

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About Arthur A Wexler

Arthur Wexler is a financial advisor who has been working in the industry since 1992. He is currently registered with J.P. Morgan Securities LLC as a Registered Representative and Investment Adviser Representative. Arthur has held previous positions at Edward Jones, Horace Mann Investors, Inc., AXA Distributors, LLC, TIAA-CREF Individual & Institutional Services, LLC, VALIC Financial Advisors, Inc., ING Financial Advisors, LLC, Metropolitan Life Insurance Company, MetLife Securities Inc., and UR Financial, Inc.. Arthur has a strong background in financial services and is committed to providing his clients with personalized advice and guidance. He specializes in providing financial planning services, investment management, and pension consulting.

Firm Information

Arthur Wexler is currently registered with J.p. Morgan Securities LLC. J.p. Morgan Securities LLC is a Limited Liability Company formed in 1985. It is headquartered in NEW YORK, NY, United States. The firm has over 50 billion in assets under management and provides a variety of financial services, including financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors.
J.p. Morgan Securities LLC

383 MADISON AVE

NEW YORK, NY 10179

$249.73B

Assets Under Management

262,026

Total Clients

26,783

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fee computed based on cents-per-share-deposited-into-the-account

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Arthur Wexler’s Registration & Firm History

CA

09/29/2023 - Present

J.p. Morgan Securities LLC (LOS ANGELES CA)

CA

05/28/2019 - 10/28/2021

EDWARD JONES (MANHATTAN BEACH CA)

IL

11/10/2016 - 08/17/2018

HORACE MANN INVESTORS, INC. (SPRINGFIELD IL)

NC

01/29/2016 - 10/28/2016

AXA DISTRIBUTORS, LLC (CHARLOTTE NC)

CA

10/03/2011 - 12/09/2015

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (PASADENA CA)

CA

04/04/2006 - 09/08/2011

VALIC FINANCIAL ADVISORS, INC. (ORANGE CA)

NV

08/17/2001 - 12/13/2005

ING FINANCIAL ADVISERS, LLC (LAS VEGAS NV)

NY

05/02/1990 - 11/09/1999

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

MA

04/25/1990 - 11/09/1999

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NA

10/21/1988 - 04/25/1990

UR FINANCIAL, INC.

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Licenses & Designations

BOTH

Issued 04/13/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/02/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/30/2022

Series 24 - General Securities Principal Examination

BC

Issued 06/30/2022

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 06/30/2022

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 06/30/2022

Series 7TO - General Securities Representative Examination

BC

Issued 06/30/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 08/17/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/01/1998

Series 7 - General Securities Representative Examination

BC

Issued 10/20/1988

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Arthur A Wexler.
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